Key Resolutions and Details

Item No. 1: Appointment of Statutory Auditors (Ordinary Resolution)

  • To approve appointment of M/s. J K V S & Co, Chartered Accountants (Firm Registration Number: 318086E)
  • To fill casual vacancy caused by resignation of M/s. DHC & Co., Chartered Accountants (Firm Registration No. 103525W)
  • Resignation due to ineligibility as per RBI criteria for NBFC-Middle Layer entities
  • Appointment effective from 18th May, 2026 till conclusion of next AGM in 2026
  • Proposed audit fee: ₹18 lakh for FY 2026-27 plus applicable taxes and out-of-pocket expenses
  • Previous auditor M/s. DHC & Co. was appointed for 3 years from conclusion of 31st AGM (2024) to 34th AGM (2027)

Item No. 2: Borrowing Limits (Special Resolution)

  • To authorize borrowing under Section 180(1)(c) of Companies Act, 2013
  • Borrowing limit not to exceed ₹2500 Crores outstanding at any point
  • Supersedes previous resolution passed at 25th AGM (1st September, 2018) for ₹1000 Crores
  • Funds required for working capital and business requirements

Item No. 3: Creation of Charges/Mortgages (Special Resolution)

  • To create pledge/charge/mortgage/hypothecation/assignment on company assets
  • To extend guarantees under Section 180(1)(a) and Regulation 24 of SEBI LODR
  • Total limit not to exceed ₹2500 Crore for securing borrowings
  • To secure loans for company, subsidiaries, associate companies, joint ventures

Item No. 4: Limits under Section 185 (Special Resolution)

  • To advance loans/give guarantees/provide security to subsidiaries, associates, joint ventures
  • Aggregate limit not to exceed ₹3000 Crores at any time
  • Loans to be utilized by borrowing entities for principal business activities

Item No. 5: Donations/Contributions (Ordinary Resolution)

  • To make donations/contributions under Section 181 of Companies Act, 2013
  • Limit not exceeding ₹10 Crores in any financial year
  • May exceed 5% of company's average net profits of three immediately preceding financial years

Item No. 6-13: Related Party Transactions (Ordinary Resolutions)

Multiple approvals sought for material related party transactions:

Item 6: With Ashika Private Equity Advisors Pvt Ltd (Subsidiary)

  • Consolidated approval of ₹215 crore per financial year for 3 years (FY2026-27 onwards)
  • Includes loans (₹50cr), investments (₹50cr), guarantees (₹50cr), services (₹30cr), leasing (₹5cr), other RPTs (₹30cr)

Item 7: With Promoter group companies

  • Consolidated approval of ₹465 crore per financial year for 3 years
  • Includes loans (₹100cr), guarantees (₹100cr), services (₹30cr), leasing (₹10cr), borrowing (₹200cr), other RPTs (₹25cr)

Item 8: With Promoter directors

  • Consolidated approval of ₹425 crore per financial year for 3 years
  • Includes borrowing (₹100cr), personal guarantees (₹300cr), other RPTs (₹25cr)

Item 9: With FS Ashika Ventures IFSC Private Limited

  • Consolidated approval of ₹65 crore per financial year for 3 years
  • Includes loans (₹25cr), investments (₹25cr), services (₹10cr), other RPTs (₹5cr)

Item 10: With Ashika Private Equity Trust (Category II AIF)

  • Consolidated approval of ₹145 crore per scheme per financial year for 5 years
  • Includes loans (₹25cr), investments in AIF units (₹120cr)

Item 11: With Trust registered as Category II/III AIF

  • Consolidated approval of ₹145 crore per scheme per financial year for 5 years
  • Includes loans (₹25cr), investments in AIF units (₹120cr)

Item 12: Between Ashika Stock Services Ltd (WOS) and related parties

  • Approval for RPTs between subsidiary and related parties

Item 13: Between subsidiaries and Ashika Global Finance Pvt Ltd

  • Approval for RPTs between various subsidiaries and promoter group company

Voting Process Details

  • Remote e-voting through NSDL
  • Voting period: 31st May, 2026 (9:00 AM IST) to 29th June, 2026 (5:00 PM IST)
  • Cut-off date for eligibility: 22nd May, 2026
  • Results to be announced on or before 1st July, 2026
  • Scrutinizer: Ms. Sneha Khaitan Jalan (CP No. 14929), Partner at M/s. M R & Associates
  • Notice sent only through electronic mode to members with registered email addresses

Financial Context

  • Company classified as NBFC-Middle Layer as per RBI Master Directions
  • Aggregate asset size exceeded ₹1000 crores as on 31st March, 2026
  • Requires compliance with enhanced regulatory framework for NBFC-ML entities

Annexure Details

The explanatory statement includes extensive annexures (A and B) providing:

  • Detailed information on related parties including financial performance
  • Transaction values and percentages of turnover
  • Terms and conditions of proposed transactions
  • Justification for related party transactions at arm's length basis
  • Information as required under SEBI LODR and Industry Standards Forum

Impact Assessment

  • All transactions stated to be in ordinary course of business at arm's length
  • Audit Committee and Board have provided prior approval for all resolutions
  • Independent directors have reviewed and accorded consent
  • Certificates from MD and CFO confirming transactions not prejudicial to shareholder interests