Date: 16th October 2026

Fundraising / Financing

Rollatainers Limited has received "In-Principle" approval from both BSE Limited and National Stock Exchange Limited for a preferential issue of warrants.

Approval Details:

  • BSE Approval Reference: LOD/PREF/KS/FIP/962/2026-27 dated 16th October 2026
  • NSE Approval Reference: NSE/LIST/56770 dated 16th October 2026
  • Number of Warrants: 35,87,44,394 (Thirty Five Crore Eighty Seven Lakh Forty Four Thousand Three Hundred and Ninety Four)
  • Conversion Terms: Each warrant convertible into one equity share
  • Equity Share Details: Face value of ₹1 each
  • Issue Price: Not less than ₹2.23 per warrant
  • Allottees: Promoters and Non-Promoters

Conditions and Compliance Requirements:

  • The approval is granted under Regulation 28(1) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
  • The company must ensure strict compliance with Companies Act, 2013, Securities Contracts (Regulation) Act, 1956, SEBI Act, 1992, Depositories Act, 1996, and their respective Rules and Regulations
  • Specific compliance required with Chapter V of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (ICDR Regulations)
  • The company must obtain all necessary statutory and other approvals from relevant authorities including SEBI, RBI, MCA

Internal Control Requirements:

  • The company is advised to strengthen internal controls to monitor trades executed by proposed allottees in the company's scrip
  • Must obtain undertaking from allottee(s) confirming they will not do intra-day trading or any sale in the company's scrip until the allotment date
  • The responsibility for verification and compliance rests solely with the issuer company, specifically referencing Regulation 167(6) of SEBI ICDR regulations, 2018
  • Any non-compliances observed by exchanges post-undertaking may impact the listing of such shares

Post-Approval Formalities:

  • Listing application must be made without delay after allotment with applicable fees under Regulation 14 of LODR Regulations
  • Application for listing must be made within twenty days from the date of allotment as per Schedule XIX - Para (2) of ICDR Regulations and SEBI circular no. SEBI/HO/CFD/PoD-2/P/CIR/2023/00094 dated June 21, 2023
  • Non-compliance with listing application timeline will attract fines as specified in the SEBI circular
  • For convertible securities, excess lock-in period of Pre-Preferential Holding will be automatically released by Depositories without requiring NOC from Exchange

Reservation of Rights:

  • Both exchanges reserve the right to withdraw the in-principle approval if submitted information is found incomplete/incorrect/misleading/false
  • Approval can be withdrawn if there is contravention of any Rules, Bye-laws, Regulations of the Exchange, LODR Regulations, ICDR Regulations, or Guidelines/Regulations issued by statutory authorities

Signatories:

  • Company Representative: Aditi Jain, Company Secretary and Compliance Officer (Digitally signed)
  • BSE Representatives: Assistant Vice President and Deputy Manager Karan Shah
  • NSE Representative: Manager Pooja Pashte (Digitally signed)