Change in Director / Key Managerial Personnel

  • Nature of change: Appointment of Mr. Sarthak Bhalla as Compliance Officer in terms of SEBI (Prohibition of Insider Trading) Regulations, 2015 and classification as Senior Management Personnel (SMP) of the Company.
  • Name and details: Mr. Sarthak Bhalla (no DIN provided in disclosure).
  • Effective date: June 22, 2026. Since he is in whole-time employment with the Company, the term of appointment is not applicable.
  • Profile and qualifications: Mr. Sarthak Bhalla is a qualified Company Secretary and Commerce Graduate (B.Com. Hons.) from the University of Delhi. He has over five years of experience in corporate laws, securities laws, secretarial matters, and regulatory compliances. He holds the NISM Series III-A Certification and has completed a specialized certification programme on Insider Trading Regulations.
  • Experience: He has played a key role in several strategic initiatives of the Company, including successful fund-raising through Rights Issue of equity shares and detachable warrants. He possesses extensive experience in dealing with regulatory matters before SEBI, Stock Exchanges and other authorities, and has been instrumental in drafting regulatory submissions, compliance policies, standard operating procedures and governance frameworks. He has significant experience in handling unpublished price sensitive information and ensuring compliance with regulations applicable to listed entities.
  • Eligibility: The disclosure confirms he possesses the requisite knowledge and expertise to discharge the responsibilities of the Compliance Officer under the PIT Regulations, 2015.
  • Relationship with other directors: Not Applicable (as disclosed).
  • Previous KMP: The disclosure does not mention who held the Compliance Officer position earlier or the nature of their exit.
  • Approval process: The appointment was approved by the Board of Directors by way of a resolution passed through circulation on June 22, 2026, at approximately 01:03 p.m.

Key Financial or Operational Approvals

This disclosure does not contain any information about financial results approvals, fundraising, acquisitions, capital infusion, business restructuring, or dividend declarations.

Strategic or Business Context

This disclosure does not contain any business outlook commentary, risk assessments, demand trends, expansion plans, or capital allocation strategies.

Any Other Material Information

  • Regulatory compliance: The disclosure is made pursuant to Regulation 30 and other applicable provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, and references SEBI Master Circular No. HO/49/14/14(7)2025-CFD-POD2/I/3762/2026 dated January 30, 2026.
  • Company details: Share India Securities Limited has CIN L67120GJ1994PLC115132 and is a member of NSE, BSE, MCX, NCDEX & MSEI. It is a Depository Participant with CDSL & NSDL, AMFI Registered Mutual Fund Distributor, and SEBI Registered Research Analyst & Portfolio Manager.