Date: September 25, 2026

ESOP Vesting Disclosure

Vesting Details

  • Options Vested: 131,537 stock options
  • Vesting Date: September 25, 2026
  • Eligible Employees: 62 employees
  • Vesting Percentage: 23% of total eligible options granted
  • Grant Date: September 25, 2023

Scheme Details

  • Scheme Name: SMEL Employee Stock Incentive Plan – 2023 (ESIP – 2023)
  • Sub-plan: SMEL Performance ESOP Scheme (ESOP-2023)
  • Compliance: Scheme is in terms of SEBI (Share Based Employee Benefits and Sweat Equity) Regulations, 2021
  • Total Options Granted: 859,738 equity shares of face value ₹10 each

Pricing and Terms

  • Exercise Price: ₹326 per share
  • Pricing Formula: 25% discount on market price
  • Market Price Reference: Latest available closing price on NSE as of September 22, 2023 (previous trading day before grant approval)
  • Exercise Period: Maximum 1 year from respective vesting date
  • Conversion: Each stock option convertible into one fully paid-up equity share of ₹10 face value

Significant Terms

  • Administered via ESOP Trust which purchases shares from secondary market
  • Grant based on eligibility criteria determined by NRC Committee
  • No lock-in period for shares allotted upon exercise
  • Vesting schedule:
  • 20% on first anniversary of grant date
  • 23% on second anniversary of grant date
  • 23% on third anniversary of grant date (current vesting)
  • 34% on fourth anniversary of grant date

Current Status

  • Options Exercised: Nil
  • Money Realized: Not Applicable
  • Shares Issued: Not Applicable
  • Options Lapsed: Not Applicable
  • Variation in Terms: Not Applicable
  • Subsequent Changes: Not Applicable
  • Diluted EPS Impact: Not Applicable

Additional Information

  • Disclosure uploaded on company website: www.shyammetalics.com
  • Signed by Birendra Kumar Jain, Company Secretary (Membership No. F13320)