Key Revisions in Warrant Allotment

The corrigendum revises the list of allottees for the preferential issue of warrants:

  • Warrants originally proposed to be allotted to Vikas Goyal (11,33,000 warrants) shall instead be allotted to Atika Goyal
  • Atika Goyal's total warrant allocation increases from 11,33,000 to 22,66,000 warrants
  • All other terms of the issue remain unchanged

Preferential Issue Details

The EGM seeks shareholder approval for:

  • Issuance of up to 98,01,000 convertible warrants to non-promoter category allottees
  • Issue price: ₹102 per warrant
  • Total issue size: ₹99,97,02,000 (Ninety Nine Crores Ninety Seven Lakhs Two Thousand Only)
  • Each warrant convertible into 1 equity share of face value ₹10 at a premium of ₹92 per share
  • Conversion period: 18 months from date of allotment

Allottee Details

The six non-promoter allottees and their warrant allocations:

1. Kotia Enterprises Limited - 37,85,000 warrants

2. Paaven Bansal - 29,40,000 warrants

3. Atika Goyal - 22,66,000 warrants

4. Sonali Chatterjee - 7,35,000 warrants

5. Uma Shanker Goel HUF - 50,000 warrants

6. Sonal Ujlayan - 25,000 warrants

Financial Structure

  • 25% of issue price (₹25.50 per warrant) payable upfront at subscription
  • 75% of issue price (₹76.50 per warrant) payable at time of warrant exercise
  • Unexercised warrants after 18 months will lapse with upfront amount forfeited

Shareholding Impact

Pre- and post-issue shareholding details for Atika Goyal:

  • Pre-issue: 35,35,250 shares (7.99% holding)
  • Post full conversion: 58,01,250 shares (9.97% holding on fully diluted basis)

Capital Structure Calculations

  • Pre-preferential share capital: ₹44,26,80,850 (4,42,68,085 equity shares of ₹10 each)
  • Post-preferential fully diluted share capital: ₹58,16,40,850 (5,81,64,085 equity shares)
  • Calculation assumes conversion of 98,01,000 warrants and 40,95,000 outstanding ESOPs

EGM Details

  • Date: Wednesday, November 11, 2026
  • Time: 3:00 P.M.
  • Mode: Video Conferencing/Other Audio-Visual Means

Additional Information

  • Corrigendum available on company website: www.unifinz.in
  • PCS certificate available at: https://www.unifinz.in/uploads/shareholder-Information/others/PCS%20Certificate%20under%20Regulation%20163%20of%20SEBI%20ICDR.pdf
  • All other terms of original EGM notice dated October 15, 2026 remain unchanged