Summary of Key Information:

Reporting Period (Quarter/Year): Quarter ended June 30, 2026 (Q1 FY27)

Nature of Filing / Announcement: Outcome of Board Meeting - Financial Results and Corporate Actions

Audit Opinion:

Clean (Unmodified) - Limited Review Report issued by S.R. Batliboi & Co. LLP, Chartered Accountants

Key Financial Highlights [Amounts in INR Lakhs]:

Standalone Results:

Revenue from Operations: ₹8,300.03 (Q1 FY27) vs ₹6,530.45 (Q1 FY26) - 27.1% YoY increase

Total Income: ₹8,743.06 (Q1 FY27) vs ₹6,985.59 (Q1 FY26)

Net Profit: ₹664.65 (Q1 FY27) vs ₹281.36 (Q1 FY26) - 136.0% YoY increase

EPS: Basic ₹2.48, Diluted ₹2.24 (not annualized)

Other Equity: ₹2,733.01

Consolidated Results:

Revenue from Operations: ₹9,191.62 (Q1 FY27) vs ₹7,297.58 (Q1 FY26) - 26.0% YoY increase

Total Income: ₹9,653.08 (Q1 FY27) vs ₹7,775.80 (Q1 FY26)

Net Profit: ₹910.69 (Q1 FY27) vs ₹478.30 (Q1 FY26) - 90.4% YoY increase

EPS: Basic ₹3.39, Diluted ₹3.07 (not annualized)

Segment-wise Performance:

The Company's operations relate to one reportable operating business segment: Advisory & Transactional Services (comprising Broking and Distribution, Investment Banking & Other related Financial Intermediation Services).

Corporate Actions:

ESOP Allotments:

  • Allotted 147,668 equity shares during the current quarter to eligible employees
  • Allotted 145,449 equity shares subsequent to the current quarter to eligible employees
  • 11,43,871 Stock Options outstanding under various ESOP Schemes as of June 30, 2026 (Standalone)
  • 23,42,371 Stock Options outstanding under various ESOP Schemes as of June 30, 2026 (Consolidated)

Warrant Conversion:

The Company had allotted 95,00,000 convertible warrants on preferential basis on October 24, 2025:

  • Antique Securities Private Limited: 75,00,000 warrants
  • Krishna Kumar Karwa: 12,50,000 warrants
  • Prakash Kacholia: 7,50,000 warrants

Warrant exercise details during and after the quarter:

  • Krishna Kumar Karwa exercised 16,60,000 warrants resulting in allotment of 16,00,000 equity shares
  • Prakash Kacholia exercised 60,000 warrants (50,000 after quarter end) resulting in allotment of 60,000 equity shares
  • Total consideration received: ₹17,84,39,475 during the quarter ended June 30, 2026

Credit Rating:

ICRA Limited reaffirmed [ICRA]BBB+ (Positive) rating for Non-Convertible Debentures (NCDs) issued by the Company vide their report dated August 5, 2025. No change in credit rating during the quarter.

Fund Raising:

The Board had approved raising funds up to ₹227,52,50,000 by issuance of up to 95,00,000 convertible warrants at ₹239.50 per warrant, which was completed as detailed above.

Non-Convertible Debentures:

  • NCDs are unsecured (Regulation 54 compliance statement provided)
  • No material deviation in utilization of NCD proceeds
  • Funds utilized 100% for Working Capital Requirements and General Corporate Purpose as originally disclosed

Preferential Issue Compliance:

Statement provided pursuant to Regulation 32 of SEBI Listing Regulations showing no deviation in utilization of preferential issue proceeds.

Other Significant Information:

Subsidiaries and Associates Included in Consolidation:

Wholly Owned Subsidiaries:

  • Emkay Fincap Limited
  • Emkay Investment Managers Limited
  • Emkay Wealth Advisory Limited
  • Emkay Commotrade Limited
  • Emkayglobal Financial Services IFSC Private Limited
  • Emkay Global Financial Services Pte. Ltd

Associates:

  • Azalea Capital Partners LLP (associate of Emkay Wealth Advisory Limited)
  • Finlearn Edutech Private Limited (associate of Emkay Fincap Limited)
  • AES Trading and Consultants LLP (associate of Emkay Commotrade Limited)

Key Financial Ratios (Consolidated) as of June 30, 2026:

  • Debt Equity Ratio: 0.28
  • Debt Service Coverage Ratio: 1.40
  • Interest Service Coverage Ratio: 1.54
  • Net Worth: ₹41,002.47 lakhs
  • Current Ratio: 1.26
  • Operating Margin: 9.50%
  • Net Profit Margin: 9.91%