Financial Performance Summary FY 2025-26

Income Statement (₹ Lakhs)

| Particulars | 2025-2026 | 2024-2025 | Change |

| Revenues from Operations | 454.65 | 410.05 | +10.9% |

| Other Income | 24.10 | 3.36 | +617% |

| Total Income | 478.76 | 413.41 | +15.8% |

| Total Expenditure | 162.04 | 112.51 | +44.0% |

| Net Profit Before Tax | 316.72 | 300.91 | +5.3% |

| Tax Expenses | 82.12 | 82.94 | -1.0% |

| Profit After Tax | 234.60 | 217.96 | +7.6% |

| Basic EPS (₹) | 3.32 | 3.48 | -4.6% |

| Diluted EPS (₹) | 3.32 | 3.48 | -4.6% |

| Shares used in EPS computation (Lakhs) | 70.65 | 62.55 | +13.0% |

Other Financial Highlights

  • EBITDA: Not explicitly quantified but implied through operational performance
  • Dividend Recommended: Final dividend of ₹0.50 per equity share (5% of face value)
  • Dividend Outgo: ₹39,72,499 (subject to shareholder approval)
  • Tax Rate: Effective tax rate of approximately 25.9%

Capital Structure Changes

Share Capital Details

  • Authorized Share Capital: ₹8,00,00,000 (80,00,000 equity shares of ₹10 each)
  • Paid-up Capital as of March 31, 2026: ₹7,94,49,980 (79,44,998 equity shares of ₹10 each)

IPO Completion (October 7, 2025)

  • Total Issue Size: ₹10,71,00,000
  • Issue Price: ₹51 per share (₹10 face value + ₹41 premium)
  • Fresh Issue: 16,90,000 shares (₹8.619 crore)
  • Offer for Sale: 4,10,000 shares (₹2.091 crore)
  • Selling Shareholders: Mr. Rajesh Kumar Sodhani (3,00,000 shares), Ms. Priya Sodhani (1,10,000 shares)
  • Listing: BSE SME Platform (Scrip code: 544560)
  • Subscription: 4.79 times oversubscribed

IPO Proceeds Utilization (₹)

| Object | Amount Allocated | Amount Utilized | Transfer to GCP | Unutilized |

| Offer Related Expenses | 80,00,000 | 59,68,380 | (20,31,620) | - |

| Mumbai Office Acquisition | 5,01,17,000 | 5,01,17,000 | - | - |

| Office Interior Work | 57,94,000 | 58,32,191 | 38,191 | - |

| Brand Visibility | 92,64,000 | 14,35,928 | - | 78,28,072 |

| Mutual Fund Application Development | 15,00,000 | 14,33,724 | - | 66,276 |

| IT Infrastructure | 9,15,000 | 1,53,868 | - | 7,61,132 |

| General Corporate Purpose | 1,06,00,000 | 50,45,747 | 19,93,429 | 75,47,682 |

| Total | 8,61,90,000 | 6,99,86,838 | 0 | 1,62,03,162 |

Dividend Declaration

  • Type: Final dividend for FY 2025-26
  • Amount: ₹0.50 per equity share (5% of face value)
  • Total Outgo: ₹39,72,499
  • Record Date: August 13, 2026
  • Payment Date: On or before September 20, 2026
  • Policy: In accordance with Regulation 43A of SEBI LODR and company's Dividend Distribution Policy
  • Taxation: Subject to TDS deduction

Business Operations and Strategy

Core Business

  • AMFI-registered mutual fund distributor
  • Financial advisory and wealth management services
  • Added new object clause for DSA/referral agent services for banks/NBFCs

Key Initiatives FY 2025-26

  • Successful BSE SME listing (October 7, 2025)
  • Geographic expansion plans
  • Niveshak Darbaar investor conferences
  • Mutual fund investment application development
  • Enhanced brand visibility initiatives

Future Outlook

  • Consolidate leadership in mutual fund distribution
  • Expand to new cities and regions
  • Product innovation and technology integration
  • Large-scale investor education conferences

Corporate Governance

Board Composition

| Name | Designation | DIN | Appointment Date |

| Mr. Ajit Shah | Chairman & Director | 08387316 | 12/03/2019 |

| Ms. Ritika Sodhani | Managing Director | 09124174 | 29/03/2021 |

| Ms. Aastha Sodhani | Whole Time Director | 09124152 | 29/03/2021 |

| Ms. Shiksha Sharma | Independent Director | 10594233 | 05/12/2024 |

| Mr. Pulkit Jain | Independent Director | 10862310 | 05/12/2024 |

| Mr. Abhishek Gupta | Independent Director | 10863113 | 05/12/2024 |

Key Managerial Personnel

| Name | Designation | PAN | Appointment Date |

| Mr. Bhagvat Prasad Ojha | CFO | ABBPO4681P | 24/12/2024 |

| Ms. Renu Sharma | Company Secretary | FNIPS8825P | 24/12/2024 |

| Mr. Aayush Alpesh Shah | CEO | FWOPS0149R | 12/11/2025 |

Board Meetings

  • Total Meetings in FY26: 14 meetings
  • Attendance: Mr. Ajit Shah (14/14), Ms. Ritika Sodhani (14/14), Ms. Aastha Sodhani (14/14), Ms. Shiksha Sharma (6/14), Mr. Pulkit Jain (10/14), Mr. Abhishek Gupta (9/14)

Committee Structure

  • Audit Committee: Mr. Pulkit Jain (Chairperson), Mr. Abhishek Gupta, Ms. Shiksha Sharma (6 meetings)
  • Stakeholders Relationship Committee: Mr. Abhishek Gupta (Chairperson), Ms. Ritika Sodhani, Mr. Ajit Shah (1 meeting)
  • Nomination and Remuneration Committee: Mr. Abhishek Gupta (Chairperson), Ms. Shiksha Sharma, Mr. Pulkit Jain (1 meeting)

Regulatory and Compliance Matters

Auditors

  • Statutory Auditors: M/s Rajvanshi and Associates (FRN 005069C) - appointed for 5 years from 6th AGM
  • Secretarial Auditors: M/s Raunak Bansal & Associates
  • Internal Auditors: M/S D. Jain & Co (FRN 015243C)

Compliance Status

  • No material frauds reported during the year
  • No significant regulatory orders impacting going concern status
  • All related party transactions at arm's length basis
  • No deposits accepted from public
  • No amounts transferred to Investor Education and Protection Fund
  • No pending insolvency proceedings

Secretarial Audit Findings

  • Compliance with applicable laws and regulations
  • Successful IPO completion noted as major event
  • No audit qualifications or adverse remarks

Related Party Transactions (₹ Lakhs)

| Party | Nature | Amount |

| Rajesh Kumar Sodhani | Rent Paid | 21.77 |

| Sodhani Academy Of Fintech Enablers Limited | Rent Received | 0.94 |

| Ankit Sodhani | Salary Paid | 8.12 |

Employee Information

  • Total Employees: 27 (Male: 8, Female: 19, Transgender: 0)
  • Median Remuneration: ₹1,26,145
  • Remuneration to Managing Director: ₹11.68 lakhs for FY26
  • Sexual Harassment Complaints: No cases filed during FY26

Important Dates

  • AGM Date: August 19, 2026 at 4:00 PM IST
  • AGM Venue: Registered Office, 1st Floor, C-373 Vaishali Nagar, Jaipur
  • E-voting Period: August 18-20, 2026 (9:00 AM to 5:00 PM)
  • Dividend Record Date: August 13, 2026
  • Dividend Payment Date: On or before September 20, 2026

Additional Information

  • RTA: NSDL Database Management Limited
  • Bankers: Kotak Mahindra Bank Limited
  • Corporate Identity Number: L65991RJ2019PLC064264