Almondz Global Securities Ltd Regulatory Compliance Response

Date of Communication: June 22, 2026 (two separate letters)

Nature of Exchange Query: The National Stock Exchange of India Ltd identified two deficiencies in the company's results filing via email dated June 18, 2026:

  • The Company had not submitted the Declaration in case of Unmodified Opinion(s)
  • The Limited Review Report/Independent Auditor's Report was not in the format prescribed by SEBI as the same UDIN had been mentioned in both the Standalone and Consolidated Auditor's Reports

Company's Clarification:

  • Regarding the unmodified opinion declaration: The Company had already submitted the Unmodified Opinion Report in XBRL format, but the Declaration of Unmodified Opinion in PDF format was inadvertently omitted
  • Regarding the UDIN discrepancy: Due to a clerical error, the UDIN pertaining to the Consolidated Auditor's Report was inadvertently mentioned in the Standalone Auditor's Report
  • Both errors have been rectified

Documents Submitted:

1. Declaration in case of Unmodified Opinion(s)

2. Revised Standalone Auditor's Report containing the correct UDIN

Regulatory Compliance Reference:

  • The submission is made pursuant to Regulation 33(3)(d) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
  • The company confirms that statutory auditors M/s Mohan Gupta & Company, Chartered Accountants (Firm Registration No: 006519N) have not expressed any modified opinion(s) in its Audit Report pertaining to the Audited Financial Results (Standalone as well as Consolidated) for the Quarter and Financial Year ended March 31, 2026
  • The financial results were approved by the Board at its meeting held on May 22, 2026

Auditor Details:

  • Firm: Mohan Gupta & Company, Chartered Accountants
  • FRN: 006519N
  • Address: B-2A/37, Janak Puri, New Delhi-110058
  • UDIN for Standalone Report: 26082466BWGNLK1244
  • Report Date: May 22, 2026

Company Representatives:

  • Ajay Pratap - Director Legal & Corporate Affairs & Company Secretary (DIN: 10805775)
  • Rajeev Kumar - Chief Financial Officer

Topic Tags: Regulatory Response, Financial Results Clarification, Compliance, SEBI Regulation 33, Auditor Report