Tag
Compliance
5 articles
BLB Limited Promoter Discloses 2.42 Cr Shares, No Encumbrance
BLB Limited's promoter, Brij Rattan Bagri, files a mandatory disclosure under SEBI Takeover Regulations.
The promoter and promoter group hold 2,41,95,548 equity shares (approx. 2.42 crore shares) in B
Libord Securities Declares Non-Applicability of Large Corporate Framework
Libord Securities Ltd. informs BSE that it does not qualify as a Large Corporate (LC) as per SEBI's framework, as detailed in circular SEBI/HO/DDHS/P/CIR/2021/613.
The company's compliance officer, Ni
SEBI Bars AFCO Capital from New Merchant Banking Business for One Month
SEBI has prohibited AFCO Capital India from taking new merchant banking clients for one month for multiple regulatory violations.
The order cites failures in due diligence, outsourcing of core functio
SEBI Penalizes Ashlar Securities for TradeTron Association
SEBI imposes a penalty of ₹1 lakh on Ashlar Securities for violating a 2022 circular by remaining associated with the TradeTron algo platform that displayed assured returns.
The Adjudicating Officer f
SEBI imposes ₹3 lakh penalty on Samco Securities for algo platform violations
SEBI imposes a penalty of ₹3 lakh on Samco Securities for violating regulations by associating with algo platforms making assured return claims.
The order cites violations of SEBI's September 2022 cir