Tag
Financial Regulation
3 articles
Libord Securities Declares Non-Applicability of Large Corporate Framework
Libord Securities Ltd. informs BSE that it does not qualify as a Large Corporate (LC) as per SEBI's framework, as detailed in circular SEBI/HO/DDHS/P/CIR/2021/613.
The company's compliance officer, Ni
SBICAP Trustee Settles SEBI Case for ₹23.45 Lakhs
SEBI settles with SBICAP Trustee Company for alleged violations of debenture trustee regulations, with a settlement amount of ₹23.45 lakhs.
The case involved failure to create encumbrances on security
SEBI Penalizes ATS Share Brokers for TradeTron Algo Platform Violations
SEBI imposes a penalty of ₹2 lakh on ATS Share Brokers for violating algo trading norms by remaining associated with TradeTron platform.
The adjudication order finds ATS Share Brokers violated SEBI's