Regulatory Action

SEBI settles with eight individuals, including independent directors and compliance officers of Mangalam Global Enterprise, for alleged violations of LODR and PFUTP regulations. The settlement involve

SEBI has prohibited AFCO Capital India from taking new merchant banking clients for one month for multiple regulatory violations. The order cites failures in due diligence, outsourcing of core functio

SEBI imposes a ₹5 lakh penalty on Rajeev Chandak HUF for executing non-genuine reversal trades in illiquid stock options on BSE. The Adjudicating Officer found the entity created artificial volume via

SEBI settles case against Kaynes Tech MD for Rs 23.42 lakh for failing to maintain a structured digital database for UPSI. The company failed to properly log UPSI related to strong financial results,

SEBI imposes a penalty of ₹1 lakh on Ashlar Securities for violating a 2022 circular by remaining associated with the TradeTron algo platform that displayed assured returns. The Adjudicating Officer f

SEBI imposes a penalty of ₹2 lakh on Shri Parasram Holdings for violating a 2022 circular by remaining associated with TradeTron, an algo platform offering assured returns. The company's API integrati

SEBI imposes a penalty of ₹3 lakh on Samco Securities for violating regulations by associating with algo platforms making assured return claims. The order cites violations of SEBI's September 2022 cir

SEBI adjudication order imposes a ₹5 lakh penalty on Lal Kamleshbhai N HUF for executing non-genuine reversal trades in illiquid stock options on the BSE. The entity executed two reversal trades in a

SEBI's final order censures Streetgains Research Services for assuring returns, mis-selling, and advertising past performance on social media. The order follows an inspection that found multiple viola

SEBI confirms interim order halting Par Drugs' slump sale to a promoter entity, citing undervaluation and disclosure lapses. Independent valuation ordered after SEBI found the proposed sale undervalue