Tag
Securities Regulation
7 articles
Recent regulatory filings highlight evolving securities compliance and ownership dynamics across Indian companies. Several firms are addressing past procedural lapses, such as Panafic Industrials establishing a share demat window to rectify rejected transfer deeds, while others, like Lakhani Entities, are undertaking mandatory open offers to regularize creeping acquisitions of Rikhav Securities. Additionally, inter-promoter transfers at Yug Décor and insider trading disclosures at Aayush Art underscore ongoing scrutiny of ownership changes and market activity, reflecting a heightened focus on adherence to SEBI regulations. These developments suggest investors should remain attentive to corporate governance practices and potential implications for minority shareholder rights.
SEBI Imposes ₹6 Lakh Penalty on Alliance Research
SEBI final order penalizes Mudassir Hasan ₹6 lakh for multiple violations as an investment adviser.
Violations include unregistered advisory activities, improper KYC/risk profiling, and charging unfai
Mohit Paper Mills Special Window Physical Securities
Mohit Paper Mills notifies shareholders of a SEBI-mandated special window open until February 4, 2027, for transfer and dematerialization of physical securities sold/purchased before April 1, 2019.
Tr
Ramsons Projects Announces Special Share Dematerialization Window
Ramsons Projects intimated BSE of a special one-year window for physical share transfer and dematerialization per SEBI circulars HO/38/13/11(2)2026 and SEBI/HO/MIRSD/MIRSD-PoD/P/CIR/2025/97.
Multiple
Lakhani Entities Mandatory Open Offer for Rikhav Securities
Acquirers M/s. B.D. Lakhani, B.N. Lakhani, H.D. Lakhani, and N.D. Lakhani, along with four PACs, are making a mandatory open offer for 26% of Rikhav Securities Limited.
The offer, priced at ₹47.75 per
Yug Décor Promoter Group Share Transfers via Gift
Yug Décor Limited discloses inter-se transfer of 18,05,405 equity shares (11.16%) among promoter group members via gift deeds executed on June 25-27, 2026.
The transactions are exempt from open offer
Aayush Art Insider Purchase: Eklingji Broking Acquires 4,250 Shares
Aayush Art and Bullion discloses Eklingji Broking LLP's purchase of 4,250 equity shares via an off-market transaction.
The acquisition was executed on July 14, 2026, at a total value of ₹49.39 lakh, i
Vital Connections OFS 8.23L Riddhi Siddhi Shares
Vital Connections LLP announces OFS of 8.23 lakh Riddhi Siddhi shares at ₹730 floor price to achieve MPS compliance.
The OFS follows a modified SEBI order where SAT reduced the promoter's market restr