SEBI order suspends CapitalVia Global Research's investment adviser registration for six months upon renewal due to multiple regulatory violations.
Violations include promising guaranteed profits, improper risk profiling, public appearance breaches, and suitability assessment failures.
Order follows inspection period from April 2020 to March 2021 and enquiry proceedings, with registration expired since April 2024.
Noticee fined ₹33 lakhs in separate adjudication; suspension deemed proportionate given violations and mitigating factors.
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