Tag
Regulatory Enforcement
3 articles
SEBI Penalizes Bhagat Ram Agarwal HUF for Illiquid Stock Options Trading
SEBI imposes a penalty of ₹5 lakh on Bhagat Ram Agarwal HUF for executing non-genuine reversal trades in illiquid stock options on BSE.
The entity executed reversal trades in a single stock option con
SEBI Penalizes Pawan Kumar Agarwal HUF ₹5 Lakh for Illiquid Options
SEBI imposes a monetary penalty of ₹5 lakh on Pawan Kumar Agarwal HUF for executing reversal trades in illiquid stock options on BSE.
The trades, executed in 2015, created artificial volume in stock o
SEBI Penalizes Northeast Broking for Algo Platform Violations
SEBI imposes a Rs. 1 lakh penalty on Northeast Broking for violating a 2022 circular by remaining associated with an algo trading platform.
The Adjudicating Officer found the broker violated SEBI's 20