Tag
Regulatory Enforcement
2 articles
SEBI Appellate Authority Dismisses RTI Appeal
SEBI's Appellate Authority dismissed an RTI appeal seeking enforcement records against Monarch Networth Capital and SMS Techsoft.
The authority upheld SEBI's denial of information, citing exemptions u
SEBI Abates Sudha Thakkar Illiquid Options Case
SEBI adjudication order abates proceedings against Sudha V Thakkar for alleged manipulative trading in BSE's illiquid stock options segment.
Noticee was accused of executing non-genuine reversal trade