Tag
Regulatory Enforcement
4 articles
SEBI Dismisses RTI Appeal on Highbrow Enforcement
SEBI Appellate Authority dismisses RTI appeal seeking updates on enforcement against Highbrow Market Research.
Appellant sought status of actions following SEBI's 2019 interim and 2022 confirmatory or
RBI Penalises Hinduja Housing Finance ₹1.8 Lakh
RBI imposed a monetary penalty of ₹1.80 lakh on Hinduja Housing Finance Ltd for governance non‑compliance.
The penalty stems from the company’s failure to obtain RBI’s prior written permission before
Emblem Tradelink Penalized Rs 5 Lakh for Illiquid Options Manipulation
SEBI adjudicating officer imposes Rs 5 lakh penalty on Emblem Tradelink for executing non-genuine reversal trades in BSE stock options.
Noticee executed 4 reversal trades creating 2.76 lakh units of a
Sunshine Housecon Directors Convicted for SEBI Penalty Non-Payment
SEBI Special Court convicts three directors of Sunshine Housecon Ltd. for failing to pay Rs 1 crore penalty imposed for fraudulent IPO round-tripping.
Directors Chiranjit Mahanta, Sudip Nath, and Rajl