Date: October 28, 2026
Regulatory Disclosure
The surrender became effective from October 28, 2026.
Annexure I Details
The disclosure includes the following particulars from the annexed table:
Name of the regulatory or licensing authority: Securities and Exchange Board of India ("SEBI")
Brief details of the approval/license obtained/withdrawn/surrendered: SEBI has accepted the Company's application for surrender of its Investment Adviser Registration bearing Registration No. INA000000623.
Impact/relevance of such approval/license to the listed entity: Not applicable
Withdrawal/cancellation or suspension of licence/approval: Pursuant to IIFL Capital Asset Management Limited, a wholly owned subsidiary of the Company, having obtained an Investment Adviser registration from SEBI, the Company had applied for surrender of its Investment Adviser Registration bearing Registration No. INA000000623. SEBI has accepted the said application, and accordingly, the registration stands surrendered with effect from October 28, 2026. The surrender of the registration has no material monetary impact on the Company, and no penalty has been imposed.
Period for which such approval/license is/was valid: Not applicable
Subsequent impact reporting requirement: Not applicable
Not Specified Sections
No material disclosures under the following sections: KMP / Board / Auditor Changes, Dividend Declaration or Non-Declaration, Board Meeting Outcomes, Financial Results (Standalone & Consolidated), Auditor's Report, Disinvestment / Strategic Actions, Media Release / Investor Communication, Other Operational / Legal / Strategic Disclosures.