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SEBI Action
105 articles
Sahara One Media Q2 Loss Rs24.16 Lakh, Director Resigns
The board of Sahara One Media approved unaudited Q2 FY26 results, reporting a net loss of Rs. 24.16 lakhs and a going concern warning from auditors.
The board accepted the resignation of whole-time di
Mangalam Worldwide Discloses SEBI Settlement Involving Independent Directors
Mangalam Worldwide Limited has disclosed a SEBI settlement order regarding two common independent directors, involving alleged violations and a settlement payment.
The settlement, concluded without ad
Mangalam Global Enterprise Discloses SEBI Settlement Order
Mangalam Global Enterprise disclosed a SEBI settlement order dated March 30, 2026, concluding proceedings initiated by a show cause notice.
The settlement, under SEBI's settlement mechanism, resolves
Hira Automobiles Submits Quarterly SEBI Compliance Report
Hira Automobiles Limited has submitted its quarterly compliance report under SEBI's minimum public shareholding order, detailing the historical delisting process initiated in 2013.
The company has bee
IKIO Technologies Files Annual SEBI Takeover Regulation Declaration
IKIO Technologies Limited files annual promoter shareholding and non-encumbrance declaration under SEBI takeover regulations.
Promoter group holds 5.6 crore shares and confirms no encumbrance for FY e
Business Standard: Market Updates and Corporate Notices
Adani Ports targets 1 billion tonnes of cargo handling by 2030, doubling its current capacity of 500 million tonnes.
Insurance stocks decline due to muted Q4 outlook and potential regulatory changes,
Sanco Industries Promoter Declares No Share Encumbrances
Sanco Industries files a regulatory disclosure regarding promoter shareholding.
Promoter Naveen Kumar declares no encumbrance on shares for FY 2025-26.
The disclosure is made under SEBI's Substantial
Maxgrow India Reports Q3 FY26 Loss, Appoints New Company Secretary
Maxgrow India's board approved unaudited standalone and consolidated financial results for Q3 and nine months ended December 31, 2025, reporting a net loss.
The board appointed Akshay Kene as Company
Elitecon International's Company Secretary Resigns
Elitecon International's Company Secretary & Compliance Officer, Ms. Rajlaxmi Saini, has resigned effective April 2, 2026.
The resignation was disclosed in a regulatory filing to the BSE and Calcutta
Eraaya Lifespaces Independent Director Resigns Amid Fraud Allegations
Independent Director Vivek Dave resigns from Eraaya Lifespaces, citing fraud allegations against promoter Vikas Garg, governance failures, and a suppressed shareholder notice.
A shareholder notice all
Transrail Lighting Gets Exchange Warning for Disclosure Violation
BSE and NSE issued warning letters dated April 1, 2026 to Transrail Lighting for inaccurate disclosure regarding termination of its CHRO.
The May 16, 2025 disclosure cited vague cessation language ins
Zenrock Chemicals Open Offer for Indo Borax 26%
• Zenrock Chemicals launched a mandatory open offer for 26% (83,43,400 shares) of Indo Borax at ₹256.30/share, totalling ₹213.84 crore maximum consideration.
• Acquirer and PACs (Edelweiss-managed AIF
GE Power India Demerger Into JSW Energy Approved
GE Power India (GEPIL) received 'No Adverse Observations' from BSE and 'No Objection' from NSE on April 1, 2026 for its demerger scheme.
GEPIL is the Transferor/Demerged Company and JSW Energy Limited
Parker Agrochem RPT Disclosure Exemption Filed
Parker Agrochem Exports Ltd. filed a non-applicability notice for Regulation 23(9) of SEBI (LODR) Regulations, 2015.
The company claims exemption as its paid-up equity capital and net worth are below
Advik Capital: SEBI Interim Order on Elitecon
SEBI passed an Ex-Parte Interim Order dated March 30, 2026 against Elitecon International Limited, its promoter, and connected persons for alleged regulatory violations.
SEBI confirmed receipt of ₹64
Arco Leasing Open Offer: Kothari & Jaiswal Acquire 25.57%
• Mandatory open offer by Mr. Jitesh Kothari and Mr. Atul Jaiswal to acquire 27,74,970 shares (25.57% of expanded capital) of Arco Leasing Limited at ₹10/share, totalling ₹2.77 crore.
• Underlying tra
SEBI Ex-Parte Order: Elitecon Securities Fraud
SEBI passed ex-parte interim order on March 30, 2026 against Elitecon International and 5 connected individuals for securities fraud.
Company concealed GST Show Cause Notices totalling ₹408.65 crore;
Deco Mica Ltd Pays BSE Fine ₹1.01 Lakh
Deco Mica Ltd (BSE: 531227) discloses BSE-imposed fine of Rs. 1,01,520 (including GST) for non-compliance with SEBI LODR Regulations 24A, 27(2), and 17(2).
The fine relates to a delayed Corporate Gove
Asgard Alcobev Open Offer IDC Recommends Acceptance
Asgard Alcobev's Independent Directors' Committee recommends acceptance of the open offer at Rs. 1.45 per share under SEBI SAST Regulations, 2011.
Acquirers Ronak Jain, Sarita Jain, Priyanka Jain, and
ICICI Prudential Life Discloses SEBI Demat Special Window
ICICI Prudential Life Insurance disclosed SEBI's special 1-year window (till February 04, 2027) for transfer and dematerialization of physical securities.
The window covers physical securities sold/pu
Mangalam Global Enterprise Directors, Officers Settle SEBI Case
SEBI settles with eight individuals, including independent directors and compliance officers of Mangalam Global Enterprise, for alleged violations of LODR and PFUTP regulations.
The settlement involve
SEBI Interim Order Against Elitecon for Market Manipulation
SEBI issues interim order against Elitecon International and its promoters for alleged market manipulation and fraudulent disclosures.
The order cites non-disclosure of GST show-cause notices worth ₹4
Karnataka Bank Updates Insider Trading Code V10.0
Karnataka Bank's Board approved Version 10.0 of its Insider Trading and UPSI Fair Disclosure Codes on March 27, 2026.
The updated codes govern trading restrictions, pre-clearance thresholds, trade pla
Accel Limited Settles BSE SOP Fines ₹4.94 Lakh
Accel Limited (BSE: 517494) disclosed settlement of all outstanding BSE SOP fines totalling Rs. 4,94,182/- inclusive of 18% GST.
Non-compliances span Regulations 27(2), 33, 34, 17(1), and 23(9) coveri
Jet Freight Logistics Amends Insider Trading Code
Jet Freight Logistics Limited filed an amendment to its Code of Fair Disclosure of UPSI effective April 1, 2026, under SEBI PIT Regulations, 2015.
The updated policy (Version 5) was approved by the Bo
SEBI Bars AFCO Capital from New Merchant Banking Business for One Month
SEBI has prohibited AFCO Capital India from taking new merchant banking clients for one month for multiple regulatory violations.
The order cites failures in due diligence, outsourcing of core functio
Zee Media Amends Fair Disclosure Code UPSI
Zee Media Corporation Limited's Board approved amendment to its Fair Disclosure Code on March 30, 2026, per SEBI PIT Regulations 2015.
The amended code governs fair, uniform, and prompt disclosure of
Grameva Ltd Open Offer 26% Stake at ₹30
Three acquirers launch open offer for 12,47,844 equity shares (26%) of Grameva Limited at ₹30 per share.
Tendering period runs April 1–16, 2026; payment of consideration due by April 30, 2026.
Acquire
Sanginita Chemicals 26% Open Offer at ₹13.55
BNG Investment LLC and Anubhav Agarwal launch open offer for 1,56,89,957 shares (26%) of Sanginita Chemicals at ₹13.55/share.
Offer triggered by SSPA dated 20th March 2026, involving secondary acquisi
Tinna Rubber Promoter Transfers 30% Stake to Family Trust
Bhupinder Kumar Sekhri transferred 54,04,730 shares (30%) of Tinna Rubber to Sekhri Family Annuity Trust via off-market inter-se transfer without consideration on March 26, 2026.
SEBI granted exemptio
Garware Hi-Tech Films Revises Insider Trading Policies
Garware Hi-Tech Films' Board adopted revised policies/code under SEBI (Prohibition of Insider Trading) Regulations, 2015 on March 30, 2026.
Revised documents include Code of Conduct for Fair Disclosur
INOX Green Director Contra Trade PIT Violation
INOX Green Energy Services Ltd. disclosed an insider trading code violation by Independent Director Shri Brij Mohan Bansal under SEBI PIT Regulations 2015.
The violation involved execution of a contra
Bain Capital Acquires 9.89% Stake in Manappuram Finance
BC Asia Investments XXV Ltd (Bain Capital) was allotted 9,29,01,373 equity shares of Manappuram Finance at ₹236 per share via preferential allotment on March 27, 2026.
BC Asia Investments XIV Ltd was
Kaynes MD Settlement Order: SEBI Insider Trading
Kaynes Technology discloses SEBI Settlement Order against ex-MD Ramesh Kunhikannan for alleged insider trading regulation violation.
Settlement was initiated under SEBI (Settlement Proceedings) Regula
SFAL Open Offer to Delist Nilachal Refractories at ₹22
SFAL Speciality Alloys Limited filed a composite open offer cum delisting offer for Nilachal Refractories Limited at ₹22/share covering 59,83,928 shares (29.39% voting capital).
Acquirer entered SPA o
Midland Polymers Open Offer 26% Stake Acquisition
• Five acquirers launch open offer for 97.5 lakh shares (26%) of Midland Polymers Ltd at Rs. 10/share, totaling Rs. 9.75 crore.
• Offer triggered by Board-approved preferential allotment of 2,38,31,24
Mphasis Regulation 17(1) Non-Compliance Fine ₹1.24L
BSE and NSE issued fine notices dated February 27, 2026 to Mphasis for 21-day non-compliance with Regulation 17(1) for Q3 FY2026 (quarter ended December 31, 2025).
Total fine payable is ₹1,23,900 incl
Pine Labs RBI Penalty ₹3.1 Lakh KYC Violation
RBI imposed a monetary penalty of ₹3,10,000 on Pine Labs Ltd for KYC non-compliance in PPI issuance.
The violation involved issuance of Full-KYC Prepaid Payment Instruments without completing KYC veri
SEBI Penalizes Rajeev Chandak HUF for Illiquid Stock Options Fraud
SEBI imposes a ₹5 lakh penalty on Rajeev Chandak HUF for executing non-genuine reversal trades in illiquid stock options on BSE.
The Adjudicating Officer found the entity created artificial volume via
SEBI Penalizes Pawan Kumar Agarwal HUF ₹5 Lakh for Illiquid Options
SEBI imposes a monetary penalty of ₹5 lakh on Pawan Kumar Agarwal HUF for executing reversal trades in illiquid stock options on BSE.
The trades, executed in 2015, created artificial volume in stock o
SEBI Penalizes Bhagat Ram Agarwal HUF for Illiquid Stock Options Trading
SEBI imposes a penalty of ₹5 lakh on Bhagat Ram Agarwal HUF for executing non-genuine reversal trades in illiquid stock options on BSE.
The entity executed reversal trades in a single stock option con
Kaynes Tech MD Settles SEBI Insider Trading Case
SEBI settles case against Kaynes Tech MD for Rs 23.42 lakh for failing to maintain a structured digital database for UPSI.
The company failed to properly log UPSI related to strong financial results,
SBICAP Trustee Settles SEBI Case for ₹23.45 Lakhs
SEBI settles with SBICAP Trustee Company for alleged violations of debenture trustee regulations, with a settlement amount of ₹23.45 lakhs.
The case involved failure to create encumbrances on security
SEBI Penalizes Four Individuals for Front-Running Societe Generale Trades
SEBI's order penalizes four individuals for front-running 350 trades of Societe Generale, a foreign portfolio investor, during 2022-2023.
The individuals, connected to an Antique Stock Broking sales t
Bank of India RBI Penalty ₹58.5 Lakh
RBI imposed a monetary penalty of ₹58,50,000 on Bank of India on 27 March 2026.
Penalty relates to ad-hoc service/inspection/processing charges in PSL accounts and interest payment shortfall on mature
Diligent Media Amends Fair Disclosure UPSI Code
Diligent Media Corporation Limited amended its Code of Practices and Procedures for Fair Disclosure of UPSI on March 27, 2026.
The amendment complies with Regulation 8(2) of SEBI (Prohibition of Insid
SAT Interim Order Continues in Trucap Open Offer
Sundae Capital Advisors updates NSE and BSE on SAT proceedings related to the open offer for Trucap Finance Limited.
SAT heard the matter on March 25, 2026, granted appellant two weeks to file a rejoi
IRFC Fined for Board Composition Non-Compliance
NSE and BSE levied fines totalling ₹9,77,040 each (inclusive of GST) on IRFC for non-compliance with SEBI LODR Regulations for Q3 FY26 (quarter ended December 2025).
Non-compliances pertain to Board c
Central Bank of India RBI KYC Penalty ₹63.60 Lakh
RBI imposed a penalty of ₹63.60 lakh on Central Bank of India for KYC and BSBDA non-compliance.
Penalty invoked under Section 47A(1)(c) read with Sections 46(4)(i) and 51(1) of the Banking Regulation
Union Bank RBI Penalty ₹95.4 Lakh Imposed
RBI imposed a penalty of ₹95,40,000 on Union Bank of India on 27 March 2026.
Violations include non-compliance on unauthorised electronic banking transactions and IRACP norms.
Bank states impact on fi
Brijlaxmi Leasing Open Offer SEBI Observation Letter Received
Brijlaxmi Leasing filed this disclosure under Regulation 30 of SEBI (LODR) Regulations, 2018, updating on its Open Offer process.
SEBI issued its observation letter dated March 23, 2026, on the Draft
Birla TransAsia Carpets FY2023 Annual Report: Dormant, Suspended
Birla TransAsia Carpets reported zero revenue in FY2023 with a net loss of Rs. 1,571, remaining operationally dormant.
BSE trading has been suspended since July 19, 2017; company has not filed any sta
Birla TransAsia Carpets FY24 Annual Report: Net Loss Rs. 31,800
Birla TransAsia Carpets reports zero revenue and net loss of Rs. 31,800 for FY2024, worsening from Rs. 1,571 loss in FY2023.
BSE trading suspended since July 19, 2017; company has filed no SEBI LODR-r
Halder Venture Pays BSE SOP Fine ₹5.43L
Halder Venture Limited paid a BSE-imposed SOP fine of ₹5,42,800 (including GST) on 26 March 2026.
The fine was levied for non-compliance of Regulation 17(1) of SEBI LODR regarding Board composition fo
JMG Corporation Open Offer Post-Completion: 52.64% Acquired
Mr. Neerav Bairagi completed JMG Corporation open offer acquiring 37,10,644 shares (16.02%) at ₹5.30/share, paying ₹1.97 crore.
Post-offer, Acquirer holds 52.64% (1,21,90,975 shares) in JMG Corporatio
Shah Foods Acquires TPTPL via Share Swap, Dual Preferential Allotment
Shah Foods Limited acquired 100% stake in Tandhan Power Technologies Private Limited via share swap valued at ~Rs. 99.28 crore.
Board allotted 1,58,85,037 equity shares at Rs. 62.50 each (non-cash) an
Zydus Lifesciences Reports Insider Trading CoC Violation
Zydus Lifesciences disclosed a Code of Conduct violation under SEBI PIT Regulations 2015 to BSE and NSE on March 27, 2026.
General Manager (Marketing) Mr. Debtaru Upadhyay sold 10 equity shares on Mar
Krishna Capital Open Offer at ₹20 by Bishnoi & Tank
• Ashu Bishnoi and Yagnik Tank launch mandatory open offer for 18,04,508 shares (5.44% of emerging voting capital) of Krishna Capital and Securities Ltd at ₹20/share.
• Underlying transactions include
Jupiter Infomedia: Netlink Open Offer, Directors Resign
Arix Capital and two acquirers launched a 26% open offer for Netlink Solutions under SEBI SAST Regulations 2011.
The open offer was triggered by acquirers purchasing 51% of Jupiter Infomedia's paid-up
Transpek Industry Board Contests BSE Reclassification Fine
BSE levied a fine on Transpek Industry for delayed submission of promoter-to-public share reclassification application under Regulation 31A.
The Board termed the fine unjustified, stating the applicat
Halder Venture BSE Fine Board Response
BSE levied a fine of ₹2,59,600 (incl. 18% GST) on Halder Venture Ltd for Regulation 17(1) non-compliance in Q3 FY2026.
Non-compliance covered 44 days (October 1 to November 13, 2025) due to delayed ap
Nilachal Refractories Voluntary Delisting Board Meeting Scheduled
Nilachal Refractories schedules Board Meeting on March 31, 2026 to consider voluntary delisting of equity shares from BSE and CSE.
Acquirer SFAL Speciality Alloys Limited issued Public Announcement on
Tirupati Sarjan BSE Fine Waiver Rejected ₹6.84L
BSE rejected Tirupati Sarjan's waiver application for SOP fine related to non-compliant board composition under Regulation 17(1).
Total outstanding SOP fine payable has escalated to Rs. 6,84,400 (incl
Oil India Fined ₹5.43L for Board Composition Breach
Oil India Limited received an NSE fine notice for non-compliance with SEBI LODR Regulation 17(1) on board composition for Q3 FY2026 (quarter ended 31.12.2025).
Total fine payable is ₹5,42,800 (₹4,60,0
Shradha Realty Postal Ballot RPT Approval Results
Shradha Realty Limited disclosed postal ballot proceedings under Regulation 30 of SEBI LODR dated 23rd March 2026.
Single ordinary resolution proposed: approval for material related party transaction(
Grameva Ltd Open Offer at Rs. 30/Share
• Three acquirers (Mrs. Maneesha Singh, Jagsakti Merchandise Pvt Ltd, Ros Advisory Pvt Ltd) are making a mandatory open offer to acquire 26% of Grameva Limited at Rs. 30/share.
• The offer, aggregatin
SEBI Issues Guidance on Investment Adviser Client Segregation
SEBI responds to Sanguine Wealth Advisors' query on client segregation under IA Regulations, clarifying rules for investment advisers.
Allows a one-time client switch from distribution to advisory ser
MCX Subsidiary Pays ₹50L Financial Disincentive SEBI
MCXCCL, MCX's wholly owned subsidiary, transferred ₹50 lakh to its Core Settlement Guarantee Fund as a Financial Disincentive.
The penalty relates to a technical glitch that occurred on December 23, 2
GSP Crop Science PIT Code Regulatory Submission
GSP Crop Science Limited submitted its Code of Conduct for Prevention of Insider Trading under Regulation 8(2) of SEBI PIT Regulations, 2015.
The Code governs trading by designated persons, including
GSP Crop Science SEBI PIT Code Submission
GSP Crop Science Limited filed its Code of Practices and Procedures for Fair Disclosure of UPSI with BSE and NSE under Regulation 8(2) of SEBI PIT Regulations, 2015.
The 29-page Code covers insider tr
MedPlus Reg 30 Disclosure Delay Clarification
MedPlus Health Services filed a clarification to BSE and NSE regarding delay in Regulation 30 disclosure under SEBI (LODR) Regulations, 2015.
The delay was attributed to inadvertent oversight; the mat
Advani Hotels Special Window Physical Share Demat
Advani Hotels & Resorts filed a regulatory notice announcing SEBI's Special Window for physical share transfer/demat open from February 5, 2026 to February 4, 2027.
Aar Shyam India Investment Company'
Happy Forgings CFO Contra Trade PIT Violation
Happy Forgings Limited reports CFO Pankaj Kumar Goyal's contra trade violation under SEBI PIT Regulations, 2015.
On March 17, 2026, Goyal sold 8,144 shares and bought 2,162 shares, totalling over ₹1.1
IRCTC Fined for Board Composition Non-Compliance
BSE and NSE each levied a fine of ₹5,42,200 on IRCTC for non-compliance with Regulation 17(1) (Board Composition, including failure to appoint woman director) for Q3 FY2026.
IRCTC's Board attributed t
SEBI Exempts Sekhri Trust from Open Offer for Tinna Rubber
SEBI grants Sekhri Family Annuity Trust exemption from open offer obligations for acquiring 30% stake in Tinna Rubber and Infrastructure Limited.
The acquisition of 30% shares from promoter Bhupinder
Affordable Robotic Postal Ballot: 3 Resolutions Passed
Affordable Robotic & Automation Ltd submitted voting results under Regulation 44(3) of SEBI LODR, 2015 for three postal ballot resolutions.
All three resolutions—share capital increase, preferential a
TMB Amends Fair Disclosure Code Under PIT Regulations
Tamilnad Mercantile Bank's Board approved amendments to its Fair Disclosure Code on March 24, 2026.
The amendment covers Principles of Fair Disclosure for UPSI under SEBI PIT Regulations 2015, Regulat
Olympic Cards Seeks BSE Fine Waiver
Olympic Cards Ltd (Scrip Code: 534190) has filed letters dated March 17 and March 24, 2026 requesting BSE to waive outstanding SOP fines totalling ₹2,76,000 (plus 18% GST of ₹49,680, total ₹3,25,680).
SGL Resources Pays Rs. 88,500 BSE Fine
SGL Resources Limited paid Rs. 88,500 (incl. GST) fine to BSE for delayed Q3 FY2025-26 financial results filing.
The fine was levied under Regulation 33 of SEBI LODR per SEBI SOP Circular dated Januar
Tube Investments: Promoter Reclassification No-Objection Granted
NSE and BSE both granted no-objection on 24th March 2026 for reclassification of Algavista Greentech Private Limited.
Algavista Greentech Private Limited is being reclassified from 'Promoter and Promo
Mangalam Global Enterprise: Promoter Reclassification to Public
Mangalam Global Enterprise received NSE and BSE no-objection for reclassifying Radhika Bansal from Promoter Group to Public category.
Radhika Bansal holds 10,00,000 shares representing 0.30% of total
VB Desai Financial Services Receives SEBI Administrative Warning
SEBI issued an Administrative Warning Letter dated March 24, 2026 to V.B. Desai Financial Services Limited following an inspection of its books and records.
Three compliance violations were found: fai
CP Capital Clarifies UDIN Omission to NSE
CP Capital Limited responded to NSE's March 12, 2026 query on missing UDIN in the Limited Review Report filed February 12, 2026.
UDIN was absent due to ICAI portal scheduled maintenance; updated repor
Eros International Media NSE Query Clarification FY2024
• Eros International Media responded on Feb 19, 2026 to NSE's three-point query on FY2024 financial results submission compliance.
• Company reported standalone net loss of ₹47,973 lakhs for FY2024 wi
Burnpur Cement Gets BSE Penalty Waiver Approval
Burnpur Cement received BSE approval for waiver of penalty for delayed Regulation 33 compliance.
The penalty related to delayed filing for the quarter and year ended 31 March 2025.
Disclosure filed un
Burnpur Cement Gets BSE Penalty Waiver
Burnpur Cement received BSE approval for waiver of penalty of ₹1,55,760 (including GST).
The penalty was levied for non-compliance with Regulation 17(1A) of SEBI (LODR) Regulations, 2015 for Q1 FY26.
BF Investment Promoter Inter-se Share Transfer 13.42%
KSL Holdings Pvt Ltd transferred 50,54,091 shares (13.42%) of BF Investment Limited to two promoter group entities on or after March 24, 2026.
Ajinkya Investment & Trading Company received 25,54,091 s
Bain Capital Open Offer for Manappuram Finance 26%
BC Asia Investments XXV (Bain Capital) launches mandatory open offer for 26% of Manappuram Finance at INR 236 plus INR 12.29 interest per share.
Maximum total consideration is INR 6,063.92 crore; tend
Tijaria Polypipes Directors Convicted in IPO Fraud
Additional Chief Judicial Magistrate, Jaipur convicted all 6 directors of Tijaria Polypipes under Sections 63, 68, 628 of Companies Act 1956 on 17 March 2026.
Directors diverted ₹60 crore IPO proceeds
Artson Limited BSE Fine for LODR Non-Compliance
Artson Limited discloses BSE-levied fine for delayed prior intimation of Board Meeting for Q3 FY2025-26.
Fine of ₹11,800 paid on 18 February 2026 via bank UTR INDBH18022978807 with no TDS deducted.
Bo
Swarnsarita Jewels Open Offer 22.97% at ₹32.15
Voluntary open offer under Regulation 6 of SEBI (SAST) Regulations 2011 to acquire up to 47,94,987 equity shares (22.97%) of Swarnsarita Jewels India Limited at ₹32.15/share.
Maximum offer considerati
SEBI Confirms Interim Order Halting Par Drugs Slump Sale
SEBI confirms interim order halting Par Drugs' slump sale to a promoter entity, citing undervaluation and disclosure lapses.
Independent valuation ordered after SEBI found the proposed sale undervalue
SEBI Cancels Registration of Elite Investment Advisory for Multiple Violations
SEBI cancels registration of Rajiv Kumar Singh (Elite Investment Advisory) for multiple violations of IA and PFUTP regulations.
Violations include lack of qualifications, overcharging fees, no risk pr
SEBI Censures Streetgains Research for Assured Returns, Mis-selling
SEBI's final order censures Streetgains Research Services for assuring returns, mis-selling, and advertising past performance on social media.
The order follows an inspection that found multiple viola
SEBI Dismisses Charges Against Growth Securities in Algo Trading Case
SEBI's adjudicating officer dismissed charges against Growth Securities Private Limited for alleged violations related to algorithmic trading platform TradeTron.
The noticee was accused of violating S
Lal Kamleshbhai N HUF Penalized ₹5 Lakh for Illiquid Options Manipulation
SEBI adjudication order imposes a ₹5 lakh penalty on Lal Kamleshbhai N HUF for executing non-genuine reversal trades in illiquid stock options on the BSE.
The entity executed two reversal trades in a
Pentad Securities Fined for TradeTron Algo Platform Violations
SEBI imposes a penalty of Rs. 1 lakh on Pentad Securities for violating SEBI circular by associating with TradeTron algo platform.
Pentad integrated its API with TradeTron after SEBI's prohibition, pa
SEBI Penalizes R.K. Stockholding for Algo Platform Violation
SEBI imposes a ₹2 lakh penalty on R.K. Stockholding for violating algorithmic trading norms by remaining associated with the TradeTron platform.
The adjudication order finds the broker in violation of
SEBI imposes ₹3 lakh penalty on Samco Securities for algo platform violations
SEBI imposes a penalty of ₹3 lakh on Samco Securities for violating regulations by associating with algo platforms making assured return claims.
The order cites violations of SEBI's September 2022 cir
SEBI Penalizes Northeast Broking for Algo Platform Violations
SEBI imposes a Rs. 1 lakh penalty on Northeast Broking for violating a 2022 circular by remaining associated with an algo trading platform.
The Adjudicating Officer found the broker violated SEBI's 20
SEBI Penalizes ITI Securities for Algo Platform Violation
SEBI imposes Rs. 1 lakh penalty on ITI Securities for violating algorithmic trading norms by associating with TradeTron platform.
The Adjudicating Officer found ITI Securities violated SEBI's 2022 cir
SEBI Dismisses Case Against Three in Incap Financial Services
SEBI Adjudicating Officer disposes of the case against three individuals for alleged violations in Incap Financial Services, following a remand from the Securities Appellate Tribunal.
The Adjudicating
SEBI Penalizes Shri Parasram Holdings for Algo Platform Violations
SEBI imposes a penalty of ₹2 lakh on Shri Parasram Holdings for violating a 2022 circular by remaining associated with TradeTron, an algo platform offering assured returns.
The company's API integrati
SEBI Penalizes Ashlar Securities for TradeTron Association
SEBI imposes a penalty of ₹1 lakh on Ashlar Securities for violating a 2022 circular by remaining associated with the TradeTron algo platform that displayed assured returns.
The Adjudicating Officer f
SEBI Penalizes ATS Share Brokers for TradeTron Algo Platform Violations
SEBI imposes a penalty of ₹2 lakh on ATS Share Brokers for violating algo trading norms by remaining associated with TradeTron platform.
The adjudication order finds ATS Share Brokers violated SEBI's