Stock Broking

SEBI imposes ₹1 lakh penalty on SMC Global Securities for failing to maintain client order records and supervise an Authorized Person. The broker failed to provide pre-trade confirmations for clients

SEBI Appellate Authority orders CPIO to reconsider an RTI application seeking certified Action Taken Reports on investor complaints. The appellant, an investor, alleged financial loss due to his broke

DB International Stock Brokers held its 34th AGM via video conferencing on September 29, 2026 with all resolutions passed unanimously. Two ordinary resolutions were approved: adoption of FY26 financia